Meaning Of, Facts Compliance



Meaning Of, Facts Compliance

Compliance Rule 2 - 39 became effective on September 15,2005. B. New Compliance Rule 2 - 36 (G) : BASIC Disclosure The Commodity Exchange Act (CEA) places no restrictions or check-in requirements on firms and persons who solicit retail off - exchange FX operations or manage retail accounts with authorized counterparties.

Participants have authorization to spread electronic or downloaded copies of the pamphlet to customers and potential customers in case, as well as simply in case, they use the whole pamphlet and do not alter this in anyway.

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